Banking and capital market law - Our specialisations

1. investor representation & compensation

• Enforcement of Claims for damages with Investment frauderrors in the prospectus or incorrect investment advice.
• Representation of investors in Individual and collective procedures.

 

2. representation in insolvency proceedings

• Filing of claims and representation of investors in insolvency proceedings (e.g. UDI, P&R, Wirecard).
• Enforcement of claims against insolvency administrators and creditors' committees.

 

3. liability of banks & financial service providers

• Examination and enforcement of claims in the event of incorrect advice, breaches of duty or conflicts of interest.
• Assertion of claims for damages against credit institutions, intermediaries and consultants.

 

4. capital market supervision & regulation

• Support with questions on BaFin requirements, WpHG and MiFID II.
• Advice on information obligations, prospectus liability and investor protection laws.

 

5. distribution of financial products

• Legal support in the structuring and distribution of funds, bonds and investments.
• Enforcement of claims in the event of defective or unauthorised product sales.

 

6. protection against unauthorised clauses & fees

• Examination of general terms and conditions clauses, early repayment penalties, processing fees or excessive charges.
• Enforcement of recovery claims against banks.

 

7. class proceedings & test cases (KapMuG)

• Representation of aggrieved investors in capital investor test cases.
• Pooling of interests for cost-efficient enforcement of damages.

 

8. restructuring & reorganisation

• Advice on restructuring and reorganisation.
• Creditor representation and claims management in complex proceedings.